Daniel S. Rosenbaum

Associate
Chicago
30 N. LaSalle Street
Suite 2800
Chicago, IL 60602
P 312.582.1672
F 312.580.1201
P 312.582.1672 | F 312.580.1201



Overview

Mr. Rosenbaum will focus his practice in the areas of business and corporate law, estate and wealth transfer planning, asset protection and private securities offerings. Mr. Rosenbaum’s practice includes counseling and representing companies in all phases from formation and start-up, to expansion and asset protection, all the way through to a desired exit strategy. He counsels his clients on matters such as corporate governance, mergers, acquisitions, complex contract negotiation, capital raising efforts, business-expansion, shareholder matters, corporate maintenance and employee matters.

Experience
  • Represented mid-sized private equity investment firm in its purchase of a controlling interest in a privately-held medical and recreational cannabis company with annual revenues in excess of $50M. Led team of associates in due diligence matters and financial review. Participated in negotiations to obtain terms most favorable to the client, while limiting and mitigating liabilities. 
  • Counseled mid-size private equity investment firm in a $5M purchase of substantially all the interests in a portfolio of entities that operate in the e-commerce sector. Finalized transaction and ensured compliance with post-execution benchmarks from Seller. 
  • Provided counsel for investment fund purchasing a portfolio of investments including a number of entities in the medical technology field. Contributed to the negotiation and drafting of a series of agreements related to the transaction including Purchase Agreements, Partnership Agreements, and Indemnification Agreements.
  • Represented a regional food and beverage company in its sale of substantially of its assets to an international food conglomerate. Performed work on all aspects of the deal through closing including drafting, redlining, client management, and negotiations.

Mergers and Acquisitions

  • Initiated and finalized transaction for the sale of regional marketing company. Negotiated terms of sale, and provided diligence information necessary for completion of deal. Purchase Price was in excess of $10M.
  • Assisted in the representation of a client entity that was undertaking a merger and restructure for one of the premier commercial medical property real estate firm in the country. Merger and acquired nearly a dozen companies over a 12-month period. Provided close client support and communications throughout the process. 

Cannabis

  • Represented a private equity firm in its acquisition of a controlling interest in a portfolio of medical and recreational cannabis grows, distributors, and dispensaries in Colorado and Michigan in June of 2019. Performed due diligence regarding corporate governance and formation, banking and financial matters, property acquisition, employment issues, consulting agreements, and intellectual property matters.  

Music and Entertainment

  • Negotiated and formed a joint venture between one of the largest music festivals in North America and a premier video production studio for the creation and marketing of live event streaming and distribution of festival content in September of 2019. 
  • Represented and prepared the formation of an entity that produced a three-day music festival in Chicago, IL in 2018 and 2019.  Assisted in the negotiation of artist contracts, vendor agreements, intellectual property issues, and on-site safety. 
  • Assisted in the estate planning and family office planning for a number of professional athletes in the NFL, NBA, MLB and international leagues. 

Health Law

  • Counseled client in the operation and implantation of a discount dental program in over thirty states.  Prepared and filed regulatory compliance materials in numerous jurisdictions and created a fifty-state survey of controlling laws, statutes, and pending legislation regarding the operation of a discount dental program. 
  • Represented a medical-tech company in a number of corporate matters including: (i) multiple equity and capital raises; (ii) negotiations with health care providers and physicians for the purchase of the company’s application and services; (iii) preparing and filing regulatory compliance in over 15 jurisdictions. 

 

Services

Industries

Education

  1. Gonzaga University School of Law, J.D.
  2. DePaul University, B.A., History

Credentials

Bar Admissions
  1. Illinois

Affiliations

Professional Affiliations
  • Illinois State Bar Association
  • Chicago Bar Association
  • Decalogue Society of Lawyers

Insights

Overview

Mr. Rosenbaum will focus his practice in the areas of business and corporate law, estate and wealth transfer planning, asset protection and private securities offerings. Mr. Rosenbaum’s practice includes counseling and representing companies in all phases from formation and start-up, to expansion and asset protection, all the way through to a desired exit strategy. He counsels his clients on matters such as corporate governance, mergers, acquisitions, complex contract negotiation, capital raising efforts, business-expansion, shareholder matters, corporate maintenance and employee matters.

Experience
  • Represented mid-sized private equity investment firm in its purchase of a controlling interest in a privately-held medical and recreational cannabis company with annual revenues in excess of $50M. Led team of associates in due diligence matters and financial review. Participated in negotiations to obtain terms most favorable to the client, while limiting and mitigating liabilities. 
  • Counseled mid-size private equity investment firm in a $5M purchase of substantially all the interests in a portfolio of entities that operate in the e-commerce sector. Finalized transaction and ensured compliance with post-execution benchmarks from Seller. 
  • Provided counsel for investment fund purchasing a portfolio of investments including a number of entities in the medical technology field. Contributed to the negotiation and drafting of a series of agreements related to the transaction including Purchase Agreements, Partnership Agreements, and Indemnification Agreements.
  • Represented a regional food and beverage company in its sale of substantially of its assets to an international food conglomerate. Performed work on all aspects of the deal through closing including drafting, redlining, client management, and negotiations.

Mergers and Acquisitions

  • Initiated and finalized transaction for the sale of regional marketing company. Negotiated terms of sale, and provided diligence information necessary for completion of deal. Purchase Price was in excess of $10M.
  • Assisted in the representation of a client entity that was undertaking a merger and restructure for one of the premier commercial medical property real estate firm in the country. Merger and acquired nearly a dozen companies over a 12-month period. Provided close client support and communications throughout the process. 

Cannabis

  • Represented a private equity firm in its acquisition of a controlling interest in a portfolio of medical and recreational cannabis grows, distributors, and dispensaries in Colorado and Michigan in June of 2019. Performed due diligence regarding corporate governance and formation, banking and financial matters, property acquisition, employment issues, consulting agreements, and intellectual property matters.  

Music and Entertainment

  • Negotiated and formed a joint venture between one of the largest music festivals in North America and a premier video production studio for the creation and marketing of live event streaming and distribution of festival content in September of 2019. 
  • Represented and prepared the formation of an entity that produced a three-day music festival in Chicago, IL in 2018 and 2019.  Assisted in the negotiation of artist contracts, vendor agreements, intellectual property issues, and on-site safety. 
  • Assisted in the estate planning and family office planning for a number of professional athletes in the NFL, NBA, MLB and international leagues. 

Health Law

  • Counseled client in the operation and implantation of a discount dental program in over thirty states.  Prepared and filed regulatory compliance materials in numerous jurisdictions and created a fifty-state survey of controlling laws, statutes, and pending legislation regarding the operation of a discount dental program. 
  • Represented a medical-tech company in a number of corporate matters including: (i) multiple equity and capital raises; (ii) negotiations with health care providers and physicians for the purchase of the company’s application and services; (iii) preparing and filing regulatory compliance in over 15 jurisdictions. 

 

Education

  1. Gonzaga University School of Law, J.D.
  2. DePaul University, B.A., History

Credentials

Bar Admissions
  1. Illinois

Affiliations

Professional Affiliations
  • Illinois State Bar Association
  • Chicago Bar Association
  • Decalogue Society of Lawyers